Financial Services

back to industries

Elliott Davis helps financial institutions strengthen operations, adapt to regulatory change, and pursue sustainable growth.

get in touch

The financial services industry is constantly changing. In the wake of advancing technologies and regulatory shifts, institutions needpractical, forward-looking support that keeps pace with emerging challenges andthe speed of innovation.

‍

Audit and assurance services are provided by Elliott Davis, LLC (doing business in NC and D.C. as Elliott Davis, PLLC), a licensed CPA firm.
get in touch

our customers

We draw on service and industry specialists across all of Elliott Davis to fully address the unique needs of our customers — no matter what their goals or situations look like.

Banks
Brokers / Dealers
Credit Unions
FinTech
Fund of Funds
Hedge Funds
Investment Advisor Firms
Mortgage Banks
Private Equity Funds
Real Estate Partnerships
Specialty Finance Companies
Trust Companies
Venture Capital Funds

solution overview

Bank Secrecy Act (BSA) & Anti-Money Laundering (AML) Compliance

Ensure your systems are tested and running optimally.

Audit and assurance services are provided by Elliott Davis, LLC (doing business in NC and D.C. as Elliott Davis, PLLC), a licensed CPA firm.
view solution
Compliance Monitoring

Your second line of defense in assuring adherence to defined policies and procedures.

Audit and assurance services are provided by Elliott Davis, LLC (doing business in NC and D.C. as Elliott Davis, PLLC), a licensed CPA firm.
view solution
Credit Risk

Comprehensive evaluation and detailed analysis to avoid any risk factors to your business.

Audit and assurance services are provided by Elliott Davis, LLC (doing business in NC and D.C. as Elliott Davis, PLLC), a licensed CPA firm.
view solution
Cybersecurity & Data Privacy

Address current and future vulnerabilities with effective cyber and data risk strategies

Audit and assurance services are provided by Elliott Davis, LLC (doing business in NC and D.C. as Elliott Davis, PLLC), a licensed CPA firm.
view solution
Internal Audit & Assurance Services

Future-focused ideas, collaborative communication, and progressive problem-solving.

Audit and assurance services are provided by Elliott Davis, LLC (doing business in NC and D.C. as Elliott Davis, PLLC), a licensed CPA firm.
view solution
Regulatory Compliance

A comprehensive, risk-based approach with real solutions and guidance.

Audit and assurance services are provided by Elliott Davis, LLC (doing business in NC and D.C. as Elliott Davis, PLLC), a licensed CPA firm.
view solution
Tax Services

Navigate the complex local and federal tax landscape with a trusted team of professionals.

Audit and assurance services are provided by Elliott Davis, LLC (doing business in NC and D.C. as Elliott Davis, PLLC), a licensed CPA firm.
view solution
Alternative Investments (Investment Companies)

Specialized audit, tax, and consulting services to alternative investment entities, including hedge funds, private equity, venture capital, private credit, and real estate funds.

Audit and assurance services are provided by Elliott Davis, LLC (doing business in NC and D.C. as Elliott Davis, PLLC), a licensed CPA firm.
view solution
Specialty Finance

Improving financial operations and regulatory alignment with targeted support across reporting, tax planning, and advisory services for lenders, servicers, and credit-focused institutions.

Audit and assurance services are provided by Elliott Davis, LLC (doing business in NC and D.C. as Elliott Davis, PLLC), a licensed CPA firm.
view solution
FEATURED solutions
No items found.

ready to see your potential?

get in touch

Financial Services

Elliott Davis helps financial institutions strengthen operations, adapt to regulatory change, and pursue sustainable growth.

contact usfind your industry
back to industries

Guidance to propel you forward

The financial services industry is constantly changing. In the wake of advancing technologies and regulatory shifts, institutions need practical, forward-looking support that keeps pace with emerging challenges and the speed of innovation.

get in touch

Our Customers

We bring together service and industry specialists across Elliott Davis to meet the unique needs of each financial institution, delivering tailored solutions for today’s needs and tomorrow’s goals.

This is some text inside of a div block.
Tab
Fintechs

We help fintech companies manage complex regulations, risks, and growth opportunities. Our team provides audit, tax, and advisory services that support compliance, strengthen internal controls, evaluate and optimize systems, address cybersecurity and data privacy risks, and tackle complex accounting needs with practical, scalable guidance.

Specialty Finance Companies

Elliott Davis supports specialty finance lenders, installment loan providers, and niche credit platforms with external and internal audit, SEC reports, tax, loan review, and compliance tailored to their unique regulatory and operational environments. Our team brings expertise in complex debt structures, revenue recognition, equity transactions, tax planning, and model validations, helping lenders enhance controls and maintain accuracy across loan operations.

Alternative Investment Funds

We help alternative investment funds navigate complex operational and regulatory demands across private equity, venture capital, private credit, and hedge fund strategies. Our team provides financial statement audits, reviews, SEC Custody Rule surprise exams, tax planning and compliance, and guidance on fund structure, governance, and tax-efficient operating models.

Credit Unions

We serve credit unions of all sizes with audit, tax, and consulting services designed around cooperative structures and member-focused priorities. Our team provides specialized capabilities in internal audit, financial statement audit, regulatory compliance, BSA/AML, IT/cybersecurity, model risk, credit risk, and financial reporting, supported by professionals with firsthand experience as auditors, BSA officers, credit personnel, and compliance specialists.

Community Banks

Elliott Davis supports community banks with audit, tax, and consulting services tailored to institutions from de novos to multi billion dollar banks. The firm serves community banks nationwide, offering expertise in internal audit, financial statement audit, regulatory compliance, BSA/AML, credit risk, IT/cybersecurity, model risk, tax advisory and compliance, and financial reporting. Our team includes former bankers, examiners, and compliance officers who bring practical, hands-on experience.

Opportunities to serve you

Opportunity

Regulatory

We support institutions in meeting regulatory requirementsby strengthening compliance frameworks, improving reporting practices, andmanaging oversight tied to safety, soundness, and consumer protection.

Tax

We help institutions navigate complex tax requirementsthrough proactive planning, compliance support, entity structuring, andincentive strategies.

‍

Capital

We guide organizations in securing capital, evaluatingtransactions, planning M&A decisions, and strengthening investorrelationships to support strategic growth.

‍

Innovation

We help institutions innovate by elevating customerexperience, advancing product development, improving forecasting and projectexecution, and enabling modern pricing and delivery models.

‍

Resilience

We enhance organizational resilience through disasterrecovery planning, supply chain reliability, vendor evaluation, and crisisresponse supported by predictive modeling and scenario analysis.

‍

Operations

We identify opportunities to streamline operations byreducing costs, improving processes, optimizing workforce models, strengtheningfinancial management through effective budgeting, forecasting, and reporting.

‍

Workforce

We support talent acquisition and retention, leadershipdevelopment, team upskilling, and organizational change efforts that buildresilient, high-performing teams.

‍

Technology

We help financial institutions modernize systems through evaluation,selection, and implementation while strengthening cybersecurity, enhancing datacapabilities, and supporting the integration of fintech partnerships.

‍

2026 Tax Alert: Deadline approaching for opportunity zone deferred gains

view insight
FEATURED INSIGHTS

2026 Tax Alert: IRS refunds move to electronic payments

2026 Tax Alert: Supreme Court strikes down IEEPA tariffs

FEATURED solutions
No items found.
No items found.

Find Your Solution

by industry
by category
all industries

Closely Held Business

Construction

Dental

Entertainment & Sports

Financial Services

Healthcare

High Net Worth

Manufacturing & Distribution

Not-for-Profit

Private Equity

Professional Services

Real Estate

Technology

Industries
Solutions by Industry

Every industry has its own nuances. We take that into consideration and approach business solutions with the specific lens required of your field. Our teams are comprised of talent with relevant experience and we’re prepared to meet every challenge.

advisory

Accounting Advisory

Business Turnaround & Recovery

Business Valuation Consulting

Commercial Litigation Support

Sustainability & ESG

Family Law Litigation Support

Fraud & Forensic Accounting

Governance, Risk, & Compliance

Operational Excellence

Strategy & Growth

Transaction Advisory

assurance & attestation

Attestation & Other Engagements

Audits, Reviews, & Compilations

Employee Benefit Plan Audits

SOC Reporting

tax

Family Wealth Services

Federal Tax

International Tax

State & Local Tax

Tax Methods & Credits

digital

Business Systems

Cybersecurity & Data Privacy

Data Analytics

Technology Consulting

Solutions
Solutions by Category

When running a business, a variety of challenges and opportunities present themselves. Our breadth of services span every category. Based on your business goals, we’ll find the right solutions to meet the moment.

contact our team.