Regulatory Compliance

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Regulatory Compliance

elliott davis

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We provide a comprehensive, risk-based approach to compliance review. Our specialty is providing financial institutions with real solutions and guidance through ever changing consumer protection and anti-discrimination regulatory requirements.

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solution overviews

Outsourced Compliance Audits

  • Loan Origination Compliance
  • Loan Servicing Compliance
  • Fair Lending and Redlining Reviews
  • Community Reinvestment Act
  • Deposit Compliance
  • UDAAP and Third Party Risk Management
  • HMDA and CRA LAR Data Integrity

Compliance Management System or Compliance Program Review

  • Examine your organization’s written policies and procedures, training programs, risk assessments, and management
  • Identify gaps
  • Provide written documentation to share with stakeholders

Compliance Exam Preparation

  • Evaluate the myriad of requests examiners make
  • Assist with ensuring accuracy and completeness of all requests

Regulatory Risk Assessments

  • Develop step-by-step guides in identifying risk as it is associated with the financial institution’s products, services and business lines
  • Deliver you organization with the ability to measure risk and receive mitigation practices

The team

meet our

specialists

Mike Koupal

Shareholder

Drew Young

Managing Director

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