your advisor for Financial Services

The financial services industry is constantly changing. In the wake of advancing technologies and regulatory shifts, institutions need practical, forward-looking support that keeps pace with emerging challenges and the speed of innovation.

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strengthen operations, adapt to change, pursue growth.

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The financial services industry is constantly changing. In the wake of advancing technologies and regulatory shifts, institutions need practical, forward-looking support that keeps pace with emerging challenges and the speed of innovation.

our customers

Banks

Elliott Davis supports banks with audit, tax, and consulting services tailored to institutions from de novos to multi-billion-dollar banks. The firm serves banks nationwide, offering expertise in internal audit, financial statement audit, regulatory compliance, BSA/AML, credit risk, IT/cybersecurity, model risk, tax advisory and compliance, and financial reporting. Our team includes former bankers, examiners, and compliance officers who bring practical, hands-on experience.

Credit Unions

We serve credit unions of all sizes with audit, tax, and consulting services designed around cooperative structures and member-focused priorities. Our team provides specialized capabilities in internal audit, financial statement audit, regulatory compliance, BSA/AML, IT/cybersecurity, model risk, credit risk, and financial reporting, supported by professionals with firsthand experience as auditors, BSA officers, credit personnel, and compliance specialists.

Specialty Finance Companies

Elliott Davis supports specialty finance lenders, installment loan providers, and niche credit platforms with external and internal audit, SEC reports, tax, loan review, and compliance tailored to their unique regulatory and operational environments. Our team brings expertise in complex debt structures, revenue recognition, equity transactions, tax planning, and model validations, helping lenders enhance controls and maintain accuracy across loan operations. 

FinTech

We help fintech companies manage complex regulations, risks, and growth opportunities. Our team provides audit, tax, and advisory services that support compliance, strengthen internal controls, evaluate and optimize systems, address cybersecurity and data privacy risks, and tackle complex accounting needs with practical, scalable guidance.

Alternative Investment Funds

As a PCAOB-registered and inspected firm, we provide services to hundreds of clients engaged in the alternative investment industry, ranging in size from startup funds to entities with more than $1 billion in assets under management. Our customer base includes hedge funds, fund of funds, private equity funds, venture capital funds, real estate partnerships, small business investment companies (SBICs), mezzanine debt funds, offshore funds, private credit funds, group trusts, and management companies.

opportunities to serve you

Technology

We help financial institutions modernize systems through evaluation, selection, and implementation while strengthening cybersecurity, enhancing data capabilities, and supporting the integration of fintech partnerships.

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Technology

Human Capital

We support talent acquisition and retention, leadership development, team upskilling, and organizational change efforts that build resilient, high-performing teams.

Human Capital Elliott Davis
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Human Capital

Operations

We identify opportunities to streamline operations by reducing costs, improving processes, optimizing workforce models, strengthening financial management through effective budgeting, forecasting, and reporting.

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Operations

Resilience

We enhance organizational resilience through disaster recovery planning, supply chain reliability, vendor evaluation, and crisis response supported by predictive modeling and scenario analysis.

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Resilience

Innovation

We help institutions innovate by elevating customer experience, advancing product development, improving forecasting and project execution, and enabling modern pricing and delivery models.

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Innovation

Capital

We guide organizations in securing capital, evaluating transactions, planning M&A decisions, and strengthening investor relationships to support strategic growth.

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Capital

Tax

We help institutions navigate complex tax requirements through proactive planning, compliance support, entity structuring, and incentive strategies.

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Tax

Regulatory

We support institutions in meeting regulatory requirements by strengthening compliance frameworks, improving reporting practices, and managing oversight tied to safety, soundness, and consumer protection.

get started
Regulatory

Technology

We help financial institutions modernize systems through evaluation, selection, and implementation while strengthening cybersecurity, enhancing data capabilities, and supporting the integration of fintech partnerships.

get started
Technology

Human Capital

We support talent acquisition and retention, leadership development, team upskilling, and organizational change efforts that build resilient, high-performing teams.

Human Capital Elliott Davis
get started
Human Capital

Operations

We identify opportunities to streamline operations by reducing costs, improving processes, optimizing workforce models, strengthening financial management through effective budgeting, forecasting, and reporting.

get started
Operations

Resilience

We enhance organizational resilience through disaster recovery planning, supply chain reliability, vendor evaluation, and crisis response supported by predictive modeling and scenario analysis.

get started
Resilience

Innovation

We help institutions innovate by elevating customer experience, advancing product development, improving forecasting and project execution, and enabling modern pricing and delivery models.

get started
Innovation

Capital

We guide organizations in securing capital, evaluating transactions, planning M&A decisions, and strengthening investor relationships to support strategic growth.

get started
Capital

Tax

We help institutions navigate complex tax requirements through proactive planning, compliance support, entity structuring, and incentive strategies.

get started
Tax

Regulatory

We support institutions in meeting regulatory requirements by strengthening compliance frameworks, improving reporting practices, and managing oversight tied to safety, soundness, and consumer protection.

get started
Regulatory

Technology

We help financial institutions modernize systems through evaluation, selection, and implementation while strengthening cybersecurity, enhancing data capabilities, and supporting the integration of fintech partnerships.

get started
Technology

Human Capital

We support talent acquisition and retention, leadership development, team upskilling, and organizational change efforts that build resilient, high-performing teams.

Human Capital Elliott Davis
get started
Human Capital

Operations

We identify opportunities to streamline operations by reducing costs, improving processes, optimizing workforce models, strengthening financial management through effective budgeting, forecasting, and reporting.

get started
Operations

Resilience

We enhance organizational resilience through disaster recovery planning, supply chain reliability, vendor evaluation, and crisis response supported by predictive modeling and scenario analysis.

get started
Resilience

Innovation

We help institutions innovate by elevating customer experience, advancing product development, improving forecasting and project execution, and enabling modern pricing and delivery models.

get started
Innovation

Capital

We guide organizations in securing capital, evaluating transactions, planning M&A decisions, and strengthening investor relationships to support strategic growth.

get started
Capital

Tax

We help institutions navigate complex tax requirements through proactive planning, compliance support, entity structuring, and incentive strategies.

get started
Tax

Regulatory

We support institutions in meeting regulatory requirements by strengthening compliance frameworks, improving reporting practices, and managing oversight tied to safety, soundness, and consumer protection.

get started
Regulatory

Technology

We help financial institutions modernize systems through evaluation, selection, and implementation while strengthening cybersecurity, enhancing data capabilities, and supporting the integration of fintech partnerships.

get started
Technology

Human Capital

We support talent acquisition and retention, leadership development, team upskilling, and organizational change efforts that build resilient, high-performing teams.

Human Capital Elliott Davis
get started
Human Capital

Operations

We identify opportunities to streamline operations by reducing costs, improving processes, optimizing workforce models, strengthening financial management through effective budgeting, forecasting, and reporting.

get started
Operations

Resilience

We enhance organizational resilience through disaster recovery planning, supply chain reliability, vendor evaluation, and crisis response supported by predictive modeling and scenario analysis.

get started
Resilience

Innovation

We help institutions innovate by elevating customer experience, advancing product development, improving forecasting and project execution, and enabling modern pricing and delivery models.

get started
Innovation

Capital

We guide organizations in securing capital, evaluating transactions, planning M&A decisions, and strengthening investor relationships to support strategic growth.

get started
Capital

Tax

We help institutions navigate complex tax requirements through proactive planning, compliance support, entity structuring, and incentive strategies.

get started
Tax

Regulatory

We support institutions in meeting regulatory requirements by strengthening compliance frameworks, improving reporting practices, and managing oversight tied to safety, soundness, and consumer protection.

get started
Regulatory

Technology

We help financial institutions modernize systems through evaluation, selection, and implementation while strengthening cybersecurity, enhancing data capabilities, and supporting the integration of fintech partnerships.

get started
Technology

Human Capital

We support talent acquisition and retention, leadership development, team upskilling, and organizational change efforts that build resilient, high-performing teams.

Human Capital Elliott Davis
get started
Human Capital

Operations

We identify opportunities to streamline operations by reducing costs, improving processes, optimizing workforce models, strengthening financial management through effective budgeting, forecasting, and reporting.

get started
Operations

Resilience

We enhance organizational resilience through disaster recovery planning, supply chain reliability, vendor evaluation, and crisis response supported by predictive modeling and scenario analysis.

get started
Resilience

Innovation

We help institutions innovate by elevating customer experience, advancing product development, improving forecasting and project execution, and enabling modern pricing and delivery models.

get started
Innovation

Capital

We guide organizations in securing capital, evaluating transactions, planning M&A decisions, and strengthening investor relationships to support strategic growth.

get started
Capital

Tax

We help institutions navigate complex tax requirements through proactive planning, compliance support, entity structuring, and incentive strategies.

get started
Tax

Regulatory

We support institutions in meeting regulatory requirements by strengthening compliance frameworks, improving reporting practices, and managing oversight tied to safety, soundness, and consumer protection.

get started
Regulatory

how we can help

We work closely with you to understand your goals, design tailored strategies, and deliver measurable results across audit, tax, and advisory services.

STEP 1

Connect

We engage directly with your team through active listening, regular touchpoints, and deep business insight to align on priorities and long‑term goals.

STEP 2

Strategize

We analyze insights, challenge assumptions, and bring together cross-functional expertise to develop practical, customized strategies grounded in your business realities.

STEP 3

Transform

We execute with discipline, implement solutions, and continuously refine performance to drive meaningful change and deliver measurable, sustained results.

Financial Servicesinsights

What lenders need to know about credit risk in the $1 trillion trucking industryWhat lenders need to know about credit risk in the $1 trillion trucking industry

What lenders need to know about credit risk in the $1 trillion trucking industry

Discover what sets the trucking industry apart and how lenders can more accurately assess its unique financial risk profile.

April 3, 2025
ESG compliance guide for U.S. states in 2025ESG compliance guide for U.S. states in 2025

ESG compliance guide for U.S. states in 2025

New ESG regulations at the state level take effect in 2025, requiring businesses to adapt quickly to stay compliant with the latest standards.

March 31, 2025
U.S. regulators prioritize vendor management in 2025U.S. regulators prioritize vendor management in 2025

U.S. regulators prioritize vendor management in 2025

Vendor management is a top regulatory focus in 2025, with examiners closely reviewing how banks assess, monitor, and manage third-party relationships.

March 25, 2025
Preparing for increased fair lending compliance scrutinyPreparing for increased fair lending compliance scrutiny

Preparing for increased fair lending compliance scrutiny

Discover compliance risks, common pitfalls, and proactive strategies to help financial institutions strengthen fair lending practices and stay ahead of regulatory expectations.

March 13, 2025
What’s driving alternative investments in 2025?What’s driving alternative investments in 2025?

What’s driving alternative investments in 2025?

Alternative investments are experiencing unprecedented momentum as investors seek higher returns, portfolio diversification, and protection against market volatility. Explore economic trends driving the demand for alternative assets.

March 6, 2025
CECL model validation challenges and best practicesCECL model validation challenges and best practices

CECL model validation challenges and best practices

Gain valuable insights on CECL model validation with our comprehensive guide covering best practices, risk management strategies, and regulatory compliance for financial institutions.

February 26, 2025

frequently asked questions

How does Elliott Davis help financial institutions stay compliant with regulations?

We help institutions strengthen compliance through risk-based assessments, internal audit support, and enhanced reporting practices. Our approach reflects regulatory expectations that programs are aligned to risk profiles and continuously evaluated for effectiveness.

How can financial institutions strengthen internal controls and risk management?

Elliott Davis evaluates control environments and helps design improvements across financial processes, technology systems, and governance structures. Strong internal controls reduce compliance risk, improve reporting accuracy, and support informed decision-making across the organization.

How can financial institutions modernize systems while managing risk?

Modernization requires a balanced approach that includes system evaluation, data strategy, cybersecurity considerations, and integration of third-party solutions. Elliott Davis helps institutions implement changes while maintaining control over risk, compliance, and data integrity.

What should financial institutions consider when evaluating growth or M&A opportunities?

Institutions should evaluate financial reporting readiness, operational scalability, regulatory implications, and tax structure. Elliott Davis provides guidance across transactions to support due diligence, integration planning, and long-term value creation.

How does Elliott Davis help financial institutions improve operational performance?

We identify opportunities to reduce costs, streamline processes, and enhance financial visibility through improved budgeting, forecasting, and reporting. This enables leadership teams to better connect operational activity to financial outcomes.

find your solution

contact our team.