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December 19, 2024
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Financial Services Group Risk Management, Compliance, & Internal Audit Forum Replay

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Because risk is always present and evolving, pursuing and achieving your institution’s goals can be difficult. While it is not possible for financial institutions to manage all potential outcomes of a risk, institutions can improve how they adapt to changing circumstances.

Our November Risk Management, Compliance, & Internal Audit Forum addressed topics to help your institution anticipate and respond to risk.

The full forum replay is available in the below showcase, broken out by topic.

Ready to learn more about:

  • Updates on the status of 1071 and how they may affect your institution
  • The core concepts in the new IIA standards
  • The potential risks and benefits of using AI in Internal Audit and related Cybersecurity/IT impacts
  • Changes in Model Risk Management best practices
  • Regulatory expectations at different asset sizes

CPE credit will not be available for watching the replay.

Please free to contact us as you navigate the complexities of the ever-changing business environment.

The information provided in this communication is of a general nature and should not be considered professional advice. You should not act upon the information provided without obtaining specific professional advice. The information above is subject to change.

“Elliott Davis" is the brand name under which Elliott Davis, LLC (doing business in North Carolina and D.C. as Elliott Davis, PLLC) and Elliott Davis Advisory, LLC and its subsidiary entities provide professional services. Elliott Davis, LLC and Elliott Davis Advisory, LLC and its subsidiary entities practice as an alternative practice structure in accordance with the AICPA Code of Professional Conduct and applicable law, regulations and professional standards. Elliott Davis, LLC is a licensed independent CPA firm that provides attest services to its customers. Elliott Davis Advisory, LLC and its subsidiary entities provide tax and business consulting services to their customers. Elliott Davis Advisory, LLC and its subsidiary entities are not licensed CPA firms. The entities falling under the Elliott Davis brand are each individual firms that are separate legal and independently owned entities and are not responsible or liable for the services and/or products provided by any other entity providing services and/or products under the Elliott Davis brand. Our use of the terms “our firm” and “we” and “us” and terms of similar import, denote the alternative practice structure conducted by Elliott Davis, LLC and Elliott Davis Advisory, LLC.

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