Regulatory Compliance

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Regulatory Compliance

elliott davis

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We provide a comprehensive, risk-based approach to compliance review. Our specialty is providing financial institutions with real solutions and guidance through ever changing consumer protection and anti-discrimination regulatory requirements.

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solution overview

Outsourced Compliance Audits

  • Loan Origination Compliance
  • Loan Servicing Compliance
  • Fair Lending and Redlining Reviews
  • Community Reinvestment Act
  • Deposit Compliance
  • UDAAP and Third Party Risk Management
  • HMDA and CRA LAR Data Integrity
Audit and assurance services are provided by Elliott Davis, LLC (doing business in NC and D.C. as Elliott Davis, PLLC), a licensed CPA firm.
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Compliance Management System or Compliance Program Review

  • Examine your organization’s written policies and procedures, training programs, risk assessments, and management
  • Identify gaps
  • Provide written documentation to share with stakeholders
Audit and assurance services are provided by Elliott Davis, LLC (doing business in NC and D.C. as Elliott Davis, PLLC), a licensed CPA firm.
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Compliance Exam Preparation

  • Evaluate the myriad of requests examiners make
  • Assist with ensuring accuracy and completeness of all requests
Audit and assurance services are provided by Elliott Davis, LLC (doing business in NC and D.C. as Elliott Davis, PLLC), a licensed CPA firm.
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Regulatory Risk Assessments

  • Develop step-by-step guides in identifying risk as it is associated with the financial institution’s products, services and business lines
  • Deliver you organization with the ability to measure risk and receive mitigation practices
Audit and assurance services are provided by Elliott Davis, LLC (doing business in NC and D.C. as Elliott Davis, PLLC), a licensed CPA firm.
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The team

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specialists

Mike Koupal

Shareholder

Drew Young

Managing Director

Featured Insight

FSG Quarterly Financial Services Update – Q2 2026

In this quarterly update, the Elliott Davis team shares the latest on key regulatory insights and developments for financial services.

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Featured Insights

FSG Quarterly Financial Services Update – Q2 2026

FSG Quarterly Financial Services Update – Q2 2026

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