Financial Services Group BSA/AML/CFT Roundtable Webinar

By popular demand, this webinar will take a more in depth look at topics such as beneficial ownership, model validations & optimizations, SAR & CTR, embedded finance considerations, and many more.  If you have a question you'd like answered, please tell us during registration below.

Learning Objectives:

• Recognize embedded finance considerations, including due diligence and consumer protection for offboarding Banking as a Service (BaaS) partners. 
• Illustrate key topics in Bank Secrecy Act (BSA) compliance, such as updates to the Beneficial Ownership Database, common exam findings, and model validations/optimizations.
• Identify best practices for risk-based compliance, including customer due diligence (CDD), enhanced due diligence (EDD), and transaction monitoring.

CPE Information:

*Up to 1 hour of CPE credit (*To earn the full 1.0 credit, participants must attend a minimum of 50 minutes and respond to a minimum of 3 polls.)

Field of Study: Specialized Knowledge

Delivery Method: Group Internet Based

Program Level: Basic

Prerequisites: None

Advance Preparation: None

Refund Policy: As this session is free of charge, no refunds will be issued.

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For questions or concerns, please contact elliottdavis@elliottdavis.com.