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Financial Services Risk Management, Compliance and Internal Audit Forum

11/16/2022 @ 10:00 am - 3:00 pm

Because risk is always present and evolving, pursuing and achieving your institution’s goals can be difficult. While it is not possible for financial institutions to manage all potential outcomes of a risk, institutions can improve how they adapt to changing circumstances. Our financial services experts will be addressing risk management, compliance, information technology, and internal audit topics to help your financial institution anticipate and respond to risks.




CPE Information:

Up to 4.5 hours of CPE credit
Field of Study: Specialized Knowledge
Delivery Method: Group Internet Based
Program Level: Intermediate
Prerequisites: Basic working knowledge of risk management, compliance, information technology, and internal audit
Advance Preparation: None
Refund Policy: As this session is free of charge, no refunds will be issued

Learning Objectives:

Refresh, reform, and re-evaluate your overdraft program to stay ahead of regulatory scrutiny
Enhance your risk management and financial performance with the power of data analytics
Gain tips for implementing the “three lines of defense” model to ensure redundancies and inefficiencies are reduced
Respond to model risk management expectations in a highly regulated environment

For questions or concerns, please contact Kelley Sanders at kelley.sanders@elliottdavis.com or 803.255.1218


10:00 am - 3:00 pm
Event Category:


Financial Services