Banking and Financial Services

The banking industry is complex and rapidly evolving. You deserve the right team with the right leadership to serve you. More than 150 financial institutions, large and small, depend on our Financial Services Practice for personal attention, industry experience and services including external and internal audit, SEC reporting, taxation and compliance. With a 70-year reputation and a team of more than 100 professionals serving financial institutions, we help banks operate stronger, wiser, better.


Banking and Financial Services Solutions

Assurance Services

  • Audit service
  • Risk assessment
  • Analytical review procedures
  • Evaluation of internal controls

SEC Related Services

  • Preparation of 10-Qs and 10-Ks
  • SOX 404 documentation and testing


  • Income tax preparation and planning
  • State and local tax services
  • Tax estimates
  • Executive compensation review
  • Evaluation of deferred tax asset
  • Cost segregation studies
  • Mergers and acquisitions

Non-Audit Services

  • ACH audits
  • Allowance for loan loss model validation
  • Outsourced internal audit
  • External loan reviews
  • Regulatory compliance audits
  • Bank Secrecy Act/anti-money laundering model validation
  • Interest rate risk and liquidity testing
  • Information system audits
  • Information security review
  • SSAE 16 (SOC I) reports
  • Trust reviews

Read more about our Banking and Financial Services Practice.